Paper I · Political Theory and Indian Politics

Concept of power

Syllabus · Paper I-A · 7Concept of power : hegemony, ideology and legitimacy.

Meaning, Nature & Centrality of Power

Power = the ability to produce effects in social interaction, to secure compliance, to shape outcomes. Central to political science as money is to economics.

Key Definitions

Scholar & Source Definition / Core Idea
Bertrand Russell, Power: A New Social Analysis “The production of intended effects.”
Robert Dahl “A has power over B to the extent that A can get B to do something which B would not otherwise do.”
Max Weber Probability that an actor can carry out his will despite resistance in a social relationship.
Robert M. MacIver, The Web of Government “The capacity in any relationship to command the service or compliance of others.”
Schwarzenberger Capacity to impose will on others, backed by effective sanctions for non-compliance.
H. V. Wiseman, Political Systems “Power is the ability to get one’s wishes carried out despite opposition.”
Charles P. Schleicher Ability to make others act via reward, threat, or deprivation.
Kautilya Power from three elements: knowledge, military capacity, valour.
Nivedita Menon Ability to do things and produce effects within social interaction.
F. M. Watkins Political science = investigation of all associations for the problem of power (The State as a Concept, 1934).
Harold D. Lasswell Political science = study of the shaping and sharing of power.
William A. Robson Political science is primarily concerned with power in society — its nature, basis, processes, scope and results.
Mark O. Dickerson Influence = the ability to persuade others to want to do your will.

Power Cannot Be Only Domination

Power may operate as: coercion · influence · authority · hegemony · ideology · knowledge · discipline · consent · collective action

Two Assumptions in Dahl — and the Challenges

Dahl’s Presumption Contemporary Challenge Challenger
Power is an attribute of individuals Power is collective Hannah Arendt; Talcott Parsons
Power is domination over others Power is also enabling (power to) Hannah Arendt; C. B. Macpherson

Lewis Coser’s Two Traditions

Weber Tradition Parsons Tradition
Power as domination (power over) — impose will despite resistance; command & compliance Power as collective facility (power to) — enables collective goals; positive social facility

Bases of Power. Force · Influence · Authority. + knowledge & expertise · control of economic assets · command over organisation · control of ideology · discourse control · institutional position · military-admin apparatus · moral credibility · collective action. Three Levels of Power Bases: Individual level (Dahl) · Collective level (Arendt) · Structural level (Marx/Foucault).

UPSC 2022 · 10mComment on the bases of power in about 150 words.Answer
UPSC 2020 · 15mExamine the nature and meaning of power.Answer

Steven Lukes’ Three-Dimensional View of Power

Steven Lukes, Power: A Radical View: Power is an essentially contested concept. “Power is at its most effective when it is least observable.”

Lukes’ Three Faces of Power. 1st Dimension — Decision-Making: Visible conflict • open wins/losses • pluralist view; Ex: Hobbes, legislative voting → 2nd Dimension — Agenda-Setting: Keep issues out of debate • Bachrach & Baratz: non-decision-making • dominant economic classes → 3rd Dimension — Thought-Control: Shape perceptions, beliefs, preferences • prevent recognition of real interests • Gramsci’s hegemony • Marcuse’s one-dimensional man. Least hidden →→→ Most hidden & most effective.

UPSC 2020 · 15mExamine the nature and meaning of power.Answer

Major Perspectives on Power

Liberal & Marxist — Comparison Table

Dimension Liberal Marxist (Marx & Lenin)
Origin of power People / popular consent Economic relations; class structure
Holders of power Elected officials, institutions, dispersed groups Dominant class controlling means of production
Role of state Symbol of popular sovereignty; accountable Instrument of bourgeoisie; executive committee
Legitimation Elections, constitutionalism, rule of law, rights Ideology and false consciousness; hegemony
Goal Order, rights, welfare Class struggle; eventual classless society
Lenin “The passing of state power from one class to another is the first principal, the basic sign of revolution.”

Feminist Theory

Power is gendered. Patriarchal structures exclude women. Feminist conceptualisations: power as resource to be redistributed; power as domination; power as empowerment.

Scholar Key Contribution
Simone de Beauvoir, The Second Sex Society constructs femininity; woman treated as “the Other” → subordination.
Carole Pateman, The Sexual Contract Traditional social contracts support patriarchy; women excluded from public sphere.
Kimberlé Crenshaw Intersectionality: overlapping oppressions for women of colour.
Sandra Harding Standpoint theory: marginalised perspectives challenge patriarchal knowledge.
bell hooks Patriarchal systems affect both men and women; reinforces male dominance.
Gayle Rubin, The Traffic in Women Women’s sexuality commodified in patriarchal systems.
Mary Wollstonecraft & Virginia Woolf Prepared ground for critique of gendered power.

Hannah Arendt’s Constructive View

“Power corresponds to the human ability not just to act but to act in concert. Power is never the property of an individual; it belongs to a group and remains in existence only so long as the group keeps together.”

Hannah Arendt

collective · communicative · public · positive · distinct from violence · arises through participation

“By its very nature, violence destroys and by destroying, it makes impossible the creation of power. Violence can destroy power; it is utterly incapable of creating it.”

Hannah Arendt

Examples: Civil Rights Movement (MLK), Women’s Suffrage, Gandhi’s Salt March, fall of Berlin Wall 1989.

C. B. Macpherson’s View of Power

UPSC 2025 · 10mExplain C. B. Macpherson’s view on power.Answer

C. B. Macpherson, The Political Theory of Possessive Individualism: Hobbes to Locke — connects power with liberalism, possessive individualism, extractive power and developmental power.

Concept Meaning
Possessive individualism Individuals are owners of themselves and their property; liberal society links freedom with property; state protects property rights → limited idea of freedom.
Extractive power Control over productive capacities of others for one’s own purposes; capitalist market institutions legitimise this; those who control property control others’ labour.
Developmental power Ability to develop higher-order human capacities: rational understanding, moral judgement, aesthetic creation, friendship, love, religious experience — these are essentially human. Ethical, not merely descriptive.
Democratic goal Eliminate extractive power; place self-development at the centre of democracy.
Nancy Fraser (critique) Stresses role of wealth inequality, social hierarchy and historical legacies in shaping power and development.

Postmodern Perspective

Jean-François Lyotard: postmodernism = incredulity toward metanarratives. Michel Foucault rejects both Hobbesian sovereign power and Marxist class-centred power. Power operates through institutions, discourses, knowledge, identity, surveillance, norms.

Elitist Theory of Power

Core claim: Power is always concentrated in the hands of a small organised minority — irrespective of regime type (capitalist, socialist, democratic, Marxist).

Precursors: Plato (men of reason/courage/appetite); Aristotle (master-slave); Machiavelli (not everyone can be a prince).

Scholar & Work Core Concept Key Points
Vilfredo Pareto
Mind and Society
Circulation of Elites Society: elites (governing + non-governing) vs masses. Foxes (cunning, manipulative) vs Lions (forceful, decisive). History = “graveyard of aristocracy” — elites decay, counter-elites rise, circulation restarts.
Gaetano Mosca
The Ruling Class
Ruling Minority Every society: ruling minority + ruled majority. Oligarchy is universal. Organisation and leadership skills make elites powerful. Elite rotation maintains vitality.
Robert Michels
Political Parties
Iron Law of Oligarchy “He who says organization, says oligarchy.” Large organisations → bureaucratisation → specialised leadership → passive masses → power in few. Even socialist parties follow this.
Charles Wright Mills
The Power Elite
Power Elite US = oligarchy, not democracy. Elite: top government executives + military/defence leaders + corporate officials. Interconnected, similar background, worldview. Power pyramid: Elite → middle level (opinion leaders) → disengaged masses. Managed democracy.
Raymond Aron Fractured vs Monolithic Elites Liberal states: fractured elite (competitive parties, citizen choice). Communist states: monolithic elite (single party, no real choice).

Assessment

Strength: Explains gap between formal democracy and actual power; explains concentration in bureaucracy, military, corporations. Critique: Dahl — multiple elites compete; Marxists — circulation changes faces, not class domination; Pierre Bourdieu — elite reproduction via cultural capital and schools.

Pluralist Theory of Power

Robert Dahl, Who Governs?: Democracy and Power in an American City (New Haven study) — rebuttal of Mills.

Polyarchy = rule of many; the best feasible form of democracy. High participation + contestation + multiple power centres.

Stage Scholar(s) Core Argument
Classic Pluralism Robert Dahl Power dispersed among competing interest groups; no one group dominates all issues; citizens exercise power as group members.
Neo-Pluralism Dahl & Charles Lindblom Corporate groups have greater influence → deformed polyarchy; policy outcomes tilted toward corporate interests. Comes closer to Marxism.
Neo-Neopluralism Eric Nordlinger State monopolises power; relevant for third world — state is most prominent actor. Close to structural Marxism and overdeveloped state.

Michel Foucault’s Concept of Power

UPSC 2023 · 10mComment on Michel Foucault’s concept of power.Answer

Foucault rejects sovereign (Hobbesian) and class-centred (Marxist) views. Power is non-sovereign, dispersed, productive, capillary. Power flows like blood through capillaries.

“Power is everywhere, not because it embraces everything, but because it comes from everywhere.”

Michel Foucault

“Truth is a thing of this world: it is produced only by virtue of multiple forms of constraint. And it induces regular effects of power.”

Michel Foucault

Concept Meaning Example / Illustration
Power/Knowledge Power and knowledge are inseparable; what counts as truth is shaped by power; knowledge reinforces power; regimes of truth organise society. Classification of mental illness; medical diagnosis; distinction between homosexuality and heterosexuality; changing understanding of madness (Renaissance to 19th century). Influenced by Nietzsche.
Discourse Space where power and knowledge intersect; includes language, practices and institutions; produces subjects; marginalises some groups; power is discourse. Identity is a product of discourse.
Disciplinary Power Shift from spectacular punishment (public torture, fear, terror) to modern discipline, surveillance, normalisation, reform. Works through schools, prisons, hospitals, barracks, factories, exams, records, rankings, timetables. Discipline and Punish: prisons as places of reform, not torture.
Panopticon & Surveillance Bentham’s prison design: inmates may always be watched; possibility of watching > actual watching; individuals internalise surveillance; self-discipline replaces coercion. Attendance registers, CCTV, performance metrics, ID cards, UPI records, facial-recognition gates, social media rankings.
Governmentality Governance + mentalities; techniques and strategies to govern populations; shaping conduct through institutions and knowledge; freedom itself becomes a technique of rule. Schools, hospitals, identity documents, welfare and health policies, bureaucratic categories. Nikolas Rose: “Freedom is not the opposite of government but one of its key inventions.”
Biopower Regulation of life processes by modern states: health, hygiene, reproduction, birth/death rates, population management, sexuality. Old sovereign power = right over life/death; modern biopower = optimisation of life. Population policies, vaccination drives, census, COVID-19 management.

Foucault: Three Modes of Objectification (via Paul Rabinow). Dividing Practices — Exclude threats; lepers → colonies; poor → workhouses; criminals → prisons; insane → asylums. Normal vs abnormal categories. → Scientific Classification — Medical exam, psychiatric diagnosis, case records; hierarchical observation; power operates through surveillance, not punishment. → Subjectification — Individuals form themselves as subjects; self-define as normal/abnormal; comparison produces conformity; people internalise social expectations.

Resistance & Criticism

Foucault: “Where there is power, there is resistance.” Power is not absolute; individuals and groups can create counter-discourses.

Critics: Nancy Fraser (sidelines gender; relativism risk); Jürgen Habermas (lacks normative foundation); Steven Lukes (neglects class/economic structures); Charles Taylor (overly deterministic).

Significance: Shifted power studies from repressive to productive; from state to networks; from command to normalisation; from domination to identity creation.

Authority

UPSC 2015 · 15mDistinguish between power and authority.

Authority = power recognised as rightful; produces compliance through moral obligation; based on a perceived right to rule. Avoids two extremes: mere persuasion vs. coercion/violence. “Authority is the most effective instrument of exercising power in politics because it secures willing obedience.”

Weber’s Three Ideal Types

Type Basis Examples
Traditional Customs, traditions, hereditary rights; “it has always existed.” Monarchies, tribal chiefs, religious leaders, British monarchy.
Charismatic Exceptional personal qualities; devotion; transformative; may challenge existing structures. Jesus, Prophet Mohammad, Gandhi, Hitler.
Legal-Rational Rules, procedures, law; impersonal, bureaucratic; characteristic of modern states. Elected officials, judges, bureaucrats, traffic rules.

“Every genuine form of domination implies a minimum of voluntary compliance.”

Max Weber

De Jure vs De Facto Authority

De Jure De Facto
Legally sanctioned; formal right to rule. Actual control in practice; may lack legal sanction. Example: military government after coup has de facto authority; deposed civilian government retains de jure authority.

Power vs Authority: If power is a naked sword, authority is a sword in its scabbard. Authority = Power + Legitimacy.

Contemporary Importance

Theme Theory Applied Example
Digital Power & Surveillance Foucault (power/knowledge, panopticism) Social media shapes public opinion; Facebook, Twitter influenced US elections and Brexit; Shoshana Zuboff’s surveillance capitalism: behavioural data extraction = form of behavioural control.
Big Tech Hegemony Gramsci (hegemony through consent) Big Tech shapes what people see, think and accept; Wall Street + finance shape norms of market society; neoliberalism recoded as common sense via algorithms. Jeremy Gilbert & Alex Williams, Hegemony Now (2022).
Legitimacy Crisis in Democracies Habermas (legitimation crisis) Economic inequality, populism, political disenchantment, decline of institutional trust; protests in Hong Kong; demand for democratic freedoms.
Corporate Influence Neo-pluralism (deformed polyarchy) Lobbying by MNCs; Google, Amazon shaping data privacy, tax and antitrust policy.
International Power Shifts Lukes’ 3 dimensions; Gramsci on IR US-China rivalry: decision-making (trade war), agenda-setting (WTO rules), thought-control (global economic narratives).
Indian Politics Weber (state authority), Lukes (PMO centralisation), Elite theory (political-bureaucratic-corporate elites), Pluralism (pressure groups), Foucault (surveillance, governance), Gramsci (nationalism as common sense) India’s federal institutions, PMO centralisation, Aadhaar biometric system, dominant narratives.